Corporate Compliance Behavior

Corporate compliance refers to the actions taken by enterprises in their operations to strictly adhere to laws, regulations, industry standards, business ethics, and internal rules and regulations, and to prevent and respond to compliance risks through the establishment of an effective management system. Compliance is not only a legal requirement but also the cornerstone of sustainable corporate development, enhancing corporate reputation, reducing legal risks, and strengthening market competitiveness.

Core Elements of Corporate Compliance

Compliance with laws and regulations: including national laws (such as the Company Law, the Anti-Unfair Competition Law, and the Labor Law), international rules (such as GDPR and FCPA), and industry regulatory requirements (such as special provisions in the fields of finance, healthcare, and data security).
Internal compliance system: Develop compliance policies, processes and operating guidelines, and clarify employee conduct norms, such as anti-corruption, anti-money laundering, and trade secret protection.
Risk management system: Identify, assess and monitor compliance risks (such as tax compliance, environmental compliance, and data privacy), and establish response mechanisms.
Training and Culture: Regularly conduct compliance training for employees and management to cultivate compliance awareness among all employees and form a corporate culture of “proactive compliance”.
Supervision and accountability: Establish an independent compliance department or position (such as chief compliance officer) to supervise implementation through internal audits and whistleblowing mechanisms and hold those responsible for violations accountable.

Our Solutions

ISO 9001

ISO 9001 is an international standard for quality management systems (QMS) published by the International Organization for Standardization (ISO).

ISO 22301

ISO 22301 is an international standard for Business Continuity Management Systems (BCMS) developed by the International Organization for Standardization (ISO).

ISO 37001

ISO 37001 is an international standard for anti-bribery management systems published by the International Organization for Standardization (ISO).

Compliance Audit

Compliance with laws and regulations is a core aspect, and a complete compliance audit is a systematic assessment activity.

Enterprise Risk Assessment - SUSRisk

SUSRisk is the first comprehensive ESG application tool platform independently developed by the SUSTECH Innovation Center.